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Check stability before capability

Verify measurement fitness and process stability.. Follow the visual, practise a decision, then check your thinking.

Fictional teaching examples and AI-generated illustrations. Proposed changes and goals are not achieved results. Use the written instructions and check local conditions before applying a method.

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Teaching view 1 of 2

Check stability before capability

Normal-density illustration of supplied stable process parameters: mean 10.01 mm and sigma 0.02 mm, compared with vertical specification lines 9.9 and 10.1 mm. Cp is 1.667 and Cpk 1.500 because the mean is off-centre. These are specifications, not time-series control limits, and no universal pass threshold is shown.
Original OPEX teaching diagram. Follow the steps below, then try the practice question. View full size ↗

Capability compares a process distribution with stated specification limits. First establish that measurement is fit for the decision and that the process behaviour supports the chosen analysis. Cp compares specification width with six estimated standard deviations; Cpk also reflects how far the mean lies from the nearer specification. An attractive number does not cure instability, establish an applicable customer threshold or remove sampling uncertainty. State the estimator, distribution assumptions and study conditions when reporting results. This example supplies stable-normal parameters solely to demonstrate arithmetic. It is not evidence that a real process is qualified, approved or certain to produce no nonconforming output.

Follow the method

  1. Supplied stable normal model / mean 10.01, sigma 0.02
  2. Normal probability density (1/mm)
  3. Width (mm)
  4. Spec lower: 9.9
  5. Spec upper: 10.1

Read the example carefully

Supplied stable-normal mean10.01,sigma0.02,LSL9.9,USL10.1 mm.

Cp1.667; Cpk1.500; no universal pass threshold implied.

Specification lines describe acceptance requirements, not SPC limits.

Teaching view 2 of 2

Separate the capability calculation from the approval decision

Completed record derives Cp1.667 and Cpk1.500 from supplied 10.01/.02 mm parameters and 9.90–10.10 mm specifications, identifying the upper-side margin and missing acceptance authority.
Original OPEX teaching diagram. Follow the steps below, then try the practice question. View full size ↗

Fictional case: a width process is supplied as stable and approximately normal with mean 10.01 mm and sigma .02 mm. Specifications are 9.90–10.10 mm. These parameters and the existing native distribution remain unchanged. Engineer Asha must explain why Cp and Cpk differ and whether either number authorizes production acceptance.

Follow the method

  1. Specification width
  2. Cp
  3. Nearer mean-to-limit distance
  4. Cpk
  5. Acceptance

Read the example carefully

Cp remains 1.667; Cpk becomes .03/.06=.50. Treat any real drift through process investigation rather than celebrating the unchanged Cp.

The spread-only ratio cannot reveal loss of centering. A changing real process also challenges the stable-distribution premise.

Apply the method

A good-looking index is not a qualification record

Calculate and interpret Cp and Cpk from explicitly supplied stable-normal parameters while keeping evidence prerequisites and acceptance authority separate.

Fictional case: a width process is supplied as stable and approximately normal with mean 10.01 mm and sigma .02 mm. Specifications are 9.90–10.10 mm. These parameters and the existing native distribution remain unchanged. Engineer Asha must explain why Cp and Cpk differ and whether either number authorizes production acceptance.

Role: Quality engineer with the customer-requirements owner

Normal condition

Distribution, stability, measurement fitness, sampling and specification authority are established for the intended use before a capability conclusion is applied.

The gap

A slide presents 1.667 as a universal passing score and treats the six-point SPC illustration from another lesson as proof of this process’s stability.

  • The parameters are supplied synthetic assumptions, not estimates from customer production.
  • No universal acceptance threshold, confidence bound or customer approval is supplied.
Supplied case inputs
ParameterSupplied value
Lower / upper specification9.90 /10.10 mm
Process mean10.01 mm
Sigma estimate.02 mm
Assumed modelStable normal process for this calculation exercise
Qualification decisionNot supplied
  1. Separate requirements from process estimates

    Asha identifies specification width 10.10−9.90=.20 mm and records where the actual product requirements would come from. Mean and sigma describe the supplied process, not allowable product limits.

    Why: The process distribution and customer tolerance are different authorities. Substituting control limits for specifications would make capability self-referential.

    Evidence: The record names LSL, USL, mean and sigma separately.

  2. Check the interpretation prerequisites

    She labels stable/normal/measurement-suitable as supplied exercise assumptions and lists the actual evidence needed before a real claim. She does not invent a baseline study.

    Why: A calculated ratio remains arithmetic even when prerequisites are absent; its predictive capability interpretation would then be unsupported.

    Evidence: A prerequisite checklist distinguishes given assumptions from verified workplace records.

  3. Calculate potential width ratio

    Cp=.20/(6×.02)=1.6667, approximately 1.667. This compares specification width with the supplied six-sigma process spread.

    Why: Cp alone does not locate the mean within the tolerance. A narrow distribution could still be shifted toward or beyond a specification.

    Evidence: The formula retains millimetres in numerator and denominator before cancellation.

  4. Calculate the nearer-side ratio

    Upper distance is 10.10−10.01=.09 mm; lower distance is 10.01−9.90=.11 mm. Cpk=min(.09,.11)/(3×.02)=1.50.

    Why: The upper side is closer. The smaller Cpk reflects this off-center mean without changing the supplied spread.

    Evidence: The worked record identifies the limiting side and preserves both distances.

  5. Write a bounded decision

    Asha reports the two indices under the stated assumptions and requests applicable acceptance requirements and appropriate uncertainty/evidence before a production decision.

    Why: Neither number is a universal pass threshold. A capability calculation does not replace process control, customer conditions or the authorized release record.

    Evidence: The report states synthetic calculation only and separates interpretation from acceptance.

Completed capability interpretation record
CalculationResultInterpretation
Specification width.20 mmExternal requirement range
Cp.20/.12=1.667Spread-only comparison
Nearer mean-to-limit distance.09 mm upper sideMean is off-center
Cpk.09/.06=1.500Nearer-side comparison
AcceptanceNot establishedApplicable criteria and evidence required

The same spread drifts toward the upper limit

In a hypothetical comparison the mean becomes 10.07 mm while sigma remains .02 mm and specifications stay unchanged.

Cp remains 1.667; Cpk becomes .03/.06=.50. Treat any real drift through process investigation rather than celebrating the unchanged Cp.

The spread-only ratio cannot reveal loss of centering. A changing real process also challenges the stable-distribution premise.

The comparison identifies changed mean, unchanged spread and reduced nearer-side margin.

A changed supplied distribution

New synthetic stable-normal parameters are mean 10.02 mm, sigma .025 mm and the same 9.90–10.10 mm specifications.

Changed practice inputs
ParameterValue
Mean10.02 mm
Sigma.025 mm
LSL / USL9.90 /10.10 mm

Your task

  1. Calculate Cp and Cpk and identify the limiting side.
  2. Explain why a real unstable dataset should not receive the same interpretation.
  3. Name the authority needed for a pass/fail decision.

Prepare your worksheet

  • Assumptions and evidence
  • Tolerance width
  • Two mean-to-limit distances
  • Indices
  • Decision boundary
Reveal the answer and reasoning

Cp=.20/(6×.025)=1.3333. Cpk=min(.08,.12)/(.075)=1.0667; the upper side limits the result.

These are calculations under supplied assumptions. A real unstable process lacks the fixed-distribution basis of this simple interpretation; acceptance still depends on applicable customer/organizational requirements and suitable evidence.

Worked answer record
IndexCalculationRounded result
Cp.20/.151.333
Cpk.08/.0751.067

Check these interpretations

  • Cp does not account for centering.
  • A synthetic normal curve is not a measured qualification.

Check your work

  • Use the nearest specification distance.
  • Preserve sigma and specification meanings.
  • Avoid inventing a universal passing value.

Run a practice session

Materials

  • Parameter cards
  • Calculator
  • Prerequisite/decision record
  1. Identify the two authorities · 5 minutes

    Which numbers come from requirements and which from the process?

  2. Calculate both indices · 8 minutes

    Why is the upper side limiting?

  3. Work the changed case · 10 minutes

    What does the calculation still not prove?

  4. Debrief drift · 5 minutes

    Why can Cp stay constant while risk changes?

Debrief

  • Require the learner to name the supplied assumptions.
  • Do not award a pass/fail verdict without stated applicable criteria.

Draw the two mean-to-limit distances before calculating Cpk.

Transfer into the work

Owner: Capability-study owner with customer quality

Record: Study scope, measurement/baseline evidence, indices and applicable decision

Review: Before qualification and after material process changes

Evidence: Traceable data, suitable assumptions and authorized acceptance basis

Resolve instability or measurement gaps before using a capability index as decision evidence.

Build on reliable methods

Sources and further reading

  • NIST: Process capability ↗

    Capability compares a stable process distribution with specification limits; common indices require explicit distribution and sampling assumptions.

    Public primary-source summary; underlying paid standards/forms are not reproduced.
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